Rule
Against Double Punishment
Last Updated:
1 October 2010
List
of subheadings:
Rule
Against Double Punishment under the Crimes Act 1914 (Cth)
Rule Against Double Punishment
Scope of s 4C
Commentary
on the Rule Against Double Punishment under the Crimes Act 1914 (Cth)
The rule against double punishment
is a long standing common law principle. It addresses an aspect of double
jeopardy that arises during the sentencing of offenders. The rule operates
'at the stage of punishment' after a person has been found guilty of an
offence. [1]
The rule against double punishment
is reflected in the following provision:
SECTION
4C:
(1)
Where an act or omission constitutes an offence:
(a) under 2 or more laws of the Commonwealth; or
(b) both under a law of the Commonwealth and at common law;
the offender shall, unless the contrary intention appears, be
liable to be prosecuted and punished under either or any of
those laws of the Commonwealth or at common law, but shall not
be liable to be punished twice for the same act or omission.
(2) Where an act or omission constitutes an offence under both:
(a) a law of the Commonwealth and a law of a State; or
(b) a law of the Commonwealth and a law of a Territory;
and the offender has been punished for that offence under the
law of the State or the law of the Territory, as the case may
be, the offender shall not be liable to be punished for the
offence under the law of the Commonwealth.
(3) Where an act or omission constitutes an offence against
a law of a Territory, the validity of that law is not affected
merely because the act or omission also constitutes an offence
against a law of the Commonwealth.
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Rule
Against Double Punishment
At common law, the
rule against double punishment provides that an offender should not be
punished twice for the same criminal conduct.
The application of the rule
arose for consideration in Pearce
v The Queen
[1998] HCA 57; (1998) 194 CLR 610. The appellant had been sentenced
to identical terms of imprisonment for two offences (arising out of a
single incident) pursuant to ss 33 and 100 of the Crimes
Act 1900
(NSW). The infliction of grievous bodily harm was an element that
was common to both offences. A majority of the High Court held that the
concurrent sentences imposed on the offender infringed the rule against
double punishment. [2]
In Pearce
v The Queen
[1998] HCA 57, [40], McHugh, Hayne and Callinan JJ described the rule
against double punishment in the following terms:
To the
extent to which two offences of which an offender stands convicted contain
common elements, it would be wrong to punish that offender twice for
the commission of the elements that are common. No doubt that general
principle must yield to any contrary legislative intention, but the
punishment to be exacted should reflect what an offender has done; it
should not be affected by the way in which the boundaries of particular
offences are drawn. Often those boundaries will be drawn in a way that
means that offences overlap. To punish an offender twice if conduct
falls in that area of overlap would be to punish offenders according
to the accidents of legislative history, rather than according to their
just deserts.
This formulation of the rule
against double punishment has been cited and adopted in the following
federal sentencing decisions: Johnson
v The Queen
[2004] HCA 15, [27]; R
v Hamzy
[2001] NSWCCA 539, [103]; Blay
v The Queen
[2006] WASCA 248, [7] (McLure JA) and [56] (Buss JA); Alder
v The Queen
[2006] NSWCCA 158, [47]; R
v Wei Tang
[2009] VSCA 182, [26].
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Scope
of s 4C
In Pearce
v The Queen [1998]
HCA 57; (1998) 194 CLR 610, McHugh, Hayne and Callinan JJ addressed
the process of identifying common elements between offences. At [42],
they stated:
The identification
of a single act as common to two offences may not always be as straightforward.
It should, however, be emphasised that the enquiry is not to be attended
by "excessive subtleties and refinements". It should be approached
as a matter of common sense, not as a matter of semantics.
This approach was applied in
the federal sentencing decision of R
v Wei Tang
[2009] VSCA 182.
In R
v Wei Tang
[2009] VSCA 182, the applicant had been convicted of five counts of
possessing a sex slave and five counts of using a sex slave, pursuant
to the Criminal
Code Act 1995
(Cth) s 270.3(1)(a). The Victorian Court of Appeal considered whether
there was overlap between possession and use of a slave. The Court (Maxwell
P, Buchanan and Vincent JJA) observed at [28]:
As the
High Court said in Pearce, we must obey Sir John Barry’s
injunction to “avoid excessive subtleties and refinements”.
Approaching the question “as a matter of common sense, not as
a matter of semantics”, we have no doubt that the offences of
“possessing a slave” and “using a slave” overlap
when committed in relation to the same person. Put simply, there can
be no “use” unless there is “possession”, and
“use” is itself an illustration of “possession”.
(citations omitted)
See also Yusup
v The Queen
[2005] NTCCA 19, where Riley J (with whom Mildren and Southwood JJ
agreed), after citing Pearce
v The Queen [1998]
HCA 57 and Johnson
v The Queen
[2004] HCA 15, stated at [12]:
A consideration
of the elements of s100A
and s101A
[Fisheries Management Act 1991 (Cth)] reveals that there are
areas of overlap. In each case the offending involves a foreign boat
at a place inside the Australian Fishing Zone. In relation to the offence
under s 100A the offender is required to be "using" the boat
"for commercial fishing". In relation to s 101A the offender
is required to "have in his possession" the foreign boat whilst
it is equipped with nets, traps or other equipment for fishing. For
present purposes the degree of overlap can be seen from an examination
of the circumstances of the appellant. As the captain of the vessel
he was using a boat for commercial fishing and, by that very same conduct,
he had in his possession a boat that was equipped for fishing. The conduct
which exposes him to liability under s 101A is, to a large extent, the
same conduct which exposes him to liability under s 100A. Whilst two
discrete offences are created by those sections, in the circumstances
of this matter there is significant commonality and that commonality
should have been considered in determining the appropriate sentence.
It was not considered.
See further, Blay
v The Queen
[2006] WASC 248, [65]-[75].
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Footnotes
[1]
Pearce
v The Queen [1998]
HCA 57; (1998) 194 CLR 610, [13]-[15] (McHugh, Hayne and Callinan
JJ); [68] (Gummow J); [120] (Kirby J). See also K Warner, Sentencing
in Tasmania (2nd ed, 2002) [1.412]-[1.416].
[2]
Pearce
v The Queen [1998]
HCA 57; (1998) 194 CLR 610, [49] (McHugh, Hayne and Callinan JJ) and
[69] (Gummow J).
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